INTERVIEW QUESTIONS: Brown Brothers Harriman, compliance, internship
Describe regulatory developments in response to the financial crisis.
I talked about SOX, Basel and since it was a fund compliance role I also discussed the UCITS directive and its impact on fund industry.
What is the difference between active and passive investment management?
I gave a textbook answer: passive - investing in accordance with a pre-determined strategy; active - exploiting market inefficiencies to outperform benchmark indexes.
Talk me through a recent article in the financial press that caught your attention.
I talked about 'Asset Rotation.'
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