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Vice President Of Equity Compliance jobs in United States (2,941)

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TD Bank Group

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
Competitive
4 days ago
GIC Private Limited

AVP/VP, Portfolio Manager, External Managers - Equities

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GIC Private Limited
New York, United StatesPermanent
Competitive
10 days ago
JPMorgan Chase & Co.

Risk Management & Compliance - Technology Investment Governance Vice President

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JPMorgan Chase & Co.
Hoboken, United StatesPermanent
Jersey City,NJ $128,250.00-$190,000.00
4 hours ago
TD Bank Group

Director, Equities Compliance Advisory - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$185k - $225k
2 months ago
Selby Jennings

VP, Market Risk Manger - Equities

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Selby Jennings
New York, United StatesPermanent
HybridUSD160000 - USD190000 per year
24 days ago
MUFG Bank, Ltd.

Financial Crimes & Compliance, Securities (MUSA) - Vice President

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MUFG Bank, Ltd.
New York, United StatesPermanent
$120k - $151k
3 days ago

Vice President, Enterprise Compliance

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Guggenheim Securities LLC
New York, United StatesPermanent
$150k - $170k
13 days ago
Blackstone

Legal & Compliance - Blackstone Multi-Asset Investing (BXMA) - Legal & Product Structuring Attorney, VP

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Blackstone
New York, United StatesPermanent
$165k - $250k
12 days ago
MUFG Bank, Ltd.

Data Privacy & Protection Compliance Advisory, Vice President

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MUFG Bank, Ltd.
New York, United StatesPermanent
$122k - $166k
21 days ago
TD Bank Group

VP, Institutional Equity Sales

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TD Bank Group
Chicago, United StatesPermanent
$225k
2 months ago
Blackstone

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

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Blackstone
New York, United StatesPermanent
$165k - $250k
1 month ago
Blackstone

Legal & Compliance - Strategic Partners - Secondaries Attorney, VP

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Blackstone
New York, United StatesPermanent
$165k - $250k
1 month ago

Vice President, Legal and Compliance - CFTC Compliance

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Galaxy
New York, United StatesPermanent
$180k - $240k
2 months ago
Blackstone

Legal & Compliance - Private Wealth Legal Group - Registered Funds Attorney, VP

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Blackstone
New York, United StatesPermanent
$165k - $250k
2 months ago
Blackstone

Legal & Compliance - Real Estate, VP

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Blackstone
New York, United StatesPermanent
$165k - $250k
2 months ago

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