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Surveillance Compliance Officer jobs in New York (1,187)

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TD Bank Group

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $130k
19 days ago
One Ten Associates

Compliance Officer - US

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One Ten Associates
New York, United StatesPermanent
$200k - $275k
1 day ago
Franklin Templeton

Compliance Officer (Business Analyst)

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Franklin Templeton
New York, United StatesPermanent
$130k - $150k
3 days ago

Senior Compliance Officer (13578)

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Investec
New York, United StatesPermanent
$175k
17 days ago
Robert Half

Compliance Officer - Broker Dealer / RIA

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Robert Half
New York, United StatesPermanent
Hybrid$150k - $200k
23 days ago
TD Bank Group

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $135k
19 days ago
Crédit Agricole CIB

Compliance Testing and Monitoring Officer

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Crédit Agricole CIB
New York, United StatesPermanent
$145k - $160k
1 month ago
Cantor Fitzgerald Securities

VP, Compliance Officer: Fixed Income

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Cantor Fitzgerald Securities
New York, United StatesPermanent
Competitive
15 days ago
Man Group plc

Compliance Officer

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Man Group plc
New York, United StatesPermanent
Competitive
1 month ago

Vice President, Information Security Risk and Control (CCO)

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CLS-Group
Woodbridge Township, United StatesPermanent
$160k - $190k
2 months ago

Compliance and Data Privacy Officer, US

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New York, United StatesPermanent
Hybrid$165k - $180k
3 months ago
Crédit Agricole CIB

Compliance Risk Assessment Officer - VP

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Crédit Agricole CIB
New York, United StatesPermanent
$140k - $180k
5 months ago
Cantor Fitzgerald Securities

Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM

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Cantor Fitzgerald Securities
New York, United StatesPermanent
Competitive
5 months ago
Morningstar

Analyst, US ABS Surveillance

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Morningstar
New York, United StatesPermanent
USD 300.00 - 600.00 per day
3 days ago

Director, Investment Banking Compliance

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CIBC
New York, United StatesPermanent
$150k - $200k
8 days ago

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