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Securities Compliance jobs in United States (825)

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MUFG Bank, Ltd.

Financial Crimes & Compliance, Securities (MUSA) - Vice President

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MUFG Bank, Ltd.
New York, United StatesPermanent
$120k - $151k
5 days ago
TD Bank Group

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $130k
6 days ago
TD Bank Group

Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $180k
18 days ago
Blackstone

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

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Blackstone
New York, United StatesPermanent
$165k - $250k
1 month ago
TD Bank Group

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $130k
6 days ago
TD Bank Group

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $180k
15 days ago
Cantor Fitzgerald Securities

Chief Compliance Officer - CFTC Swap Dealer and SEC Security-Based Swap Dealer

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Cantor Fitzgerald Securities
New York, United StatesPermanent
Competitive
4 months ago
TD Bank Group

VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $185k
3 months ago
Olive Asset Management

Compliance/Risk Control Manager

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Olive Asset Management
Palo Alto, United StatesPermanent
$18k - $22k
8 hours ago

Senior Manager, Fixed Income Trading

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Altruist
Dallas, United StatesPermanent
Competitive
22 days ago

Senior Software Engineer, Cloud Infrastructure

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Altruist
San Francisco, United StatesPermanent
$200k - $250k
1 month ago

Senior Software Engineer, Cloud Infrastructure

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Altruist
Los Angeles, United StatesPermanent
$180k - $225k
1 month ago
Scotiabank

Director, Transaction Advisory - Structured Credit

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Scotiabank
New York, United StatesPermanent
$300k
2 days ago
Franklin Templeton

Senior Compliance Officer

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Franklin Templeton
St. Petersburg, United StatesPermanent
Competitive
1 day ago
Apollo Global Management, Inc.

Marketing Compliance Analyst/Associate

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Apollo Global Management, Inc.
New York, United StatesPermanent
$100k - $120k
2 hours ago

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