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SVP - Compliance Audit

Selby Jennings Salt Lake City, United States Last 3 days to apply
Posted 28 days ago Hybrid Job Permanent USD160000 - USD225000 per year
Senior Vice President, Compliance Audit Location: Salt Lake City, UT Compensation: 160-220k base I am currently working with a Top American Bank that is looking to add a SVP to their Compliance IA group which will sit out of their Salt Lake City office.

Senior Vice President, Compliance Audit

Location: Salt Lake City, UT

Compensation: 160-220k base

I am currently working with a Top American Bank that is looking to add a SVP to their Compliance IA group which will sit out of their Salt Lake City office.

Ideal candidates have 8+ years of experience within Internal Audit and have a strong skillset across compliance - legal, regulatory, core, or financial crimes. In this role, you will manage a team that will be responsible for the planning and execution of audit testing to help support and improve the firm's compliance controls.

Responsibilities:

  • Manage audit engagements surrounding regulatory, legal, and financial crimes compliance, as well as control room functions
  • Review the results of risk assessments and ensure that they are compliant with regulatory requirements
  • Communicate audit findings with senior management and develop plans to mitigate and prevent risks

Requirements:

  • 8+ years of experience in internal audit, preferably in transaction banking
  • Experience managing a team and overseeing audit processes
  • Knowledge of AML/BSA (preferred)
  • Strong written and verbal communication skills
  • Bachelor's degree in finance, accounting, or another related field
job_description_image
Job ID  PR/485449
ABOUT COMPANY
New York, United States
500 Employees HR & Recruitment
We support the Financial Sciences & Services industry with talent that can truly shape the future of a business. Whether that be Quantitative Analyti...
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