Compliance, Financial Crime Compliance, Analyst - Salt Lake City

  • Competitive
  • Salt Lake City, UT, USA
  • Permanent, Full time
  • Goldman Sachs USA
  • 13 Dec 17 2017-12-13

Compliance, Financial Crime Compliance, Analyst - Salt Lake City

MORE ABOUT THIS JOB GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

The Chief Operating Officers within the Financial Crime Compliance Group are seeking an analyst/associate to join a brand new venture that offers the opportunity to work on a variety of different projects and teams. This individual would be a member of this team, but would join other teams within the Financial Crime Compliance Group for designated periods of time to assist with work overflow and new initiatives. In this role, the analyst/associate will gain an overall understanding of financial crime compliance while developing functional skills relating to surveillance reviews and compliance research. The analyst/associate will work closely with compliance, operations, technology and business personnel, and would be expected to quickly gain an understanding of the firm's businesses and the rules and regulations under which the firm operates. The ideal candidate would have strong analytical skills, the ability to adapt quickly to new environments and the ability to collaborate with others.

RESPONSIBILITIES AND QUALIFICATIONS

  • Ability to work independently yet still be team-oriented
  • Strong analytics skills
  • Excellent written and verbal communication skills
  • Proactive, self-motivated and detail oriented
  • Compliance experience
  • Prior AML experience would be a bonus
  • Brokerage experience with knowledge of the securities industry and products
  • Consulting background


ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

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Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.