Analyst, Due Diligence,Compliance Analyst, Due Diligence,Compliance …

Texas Capital Bancshares Incorporated
in Richardson, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Texas Capital Bancshares Incorporated
in Richardson, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Analyst, Due Diligence,Compliance

At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning News and San Antonio Express-News.

The bank’s Financial Crimes Compliance (FCC) team is responsible for identifying, investigating and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and regulatory requirements relating to anti-money laundering (AML) and counter terrorism financing.

The Enhanced Due Diligence Team (EDD) focuses on performing enhanced due diligence on customers, vendors and other related parties doing business with the Bank, as well as making recommendations to management regarding the outcome of due diligence reviews.

Responsibilities
  • Conduct EDD reviews on prospects and new/existing customers in accordance with the Bank's policies and procedures
  • Perform searches utilizing Internet sources and/or third-party vendors to determine negative news and obtain due diligence information for prospects and new/existing customers
  • Analyze customer data, transactional activity and open source information to determine legitimacy and potential risk exposure
  • Prepare written analysis and reports for all assigned reviews and make recommendations to management based on the outcome of the analysis
  • Be responsive and communicate effectively with colleagues throughout the bank
  • Adhere to all designated time frames, manage work-flows to the specified deadlines and complete responsibilities in a satisfactory manner
  • Interact with examiners, internal auditors, and compliance personnel during BSA and AML related audits, if necessary
  • Complete all training in a timely manner and attend seminars or continuing education as needed
  • Review and analyze data for trends, potential actions and training needs
  • Assist with special projects, investigations or reviews, as needed
Qualifications
  • Bachelor's degree preferred
  • CAMS or CFE Certification preferred
  • Minimum 3 years experience in BSA/AML compliance experience within a bank or other financial institution
  • Knowledge of AML/CFT, USA PATRIOT Act and OFAC regulatory requirements and regulations
  • Knowledge of financial services operations, products and services
  • Knowledge of business operations of customers such as Money Services Businesses, Casinos, ATM Owner/Operations, Cash Intensive Businesses and other higher risk entities
  • Ability to interpret and act on instructions furnished in written, oral, or diagram form
  • Strong interpersonal and communication skills
  • Ability to develop and maintain effective working relationships with team members, internal partners, and external
  • Knows how to seek and encourage collaboration, and shares success
  • Can assert own ideas and persuade others; gain support and commitment from others; and mobilize people to take action
  • Ability to work under pressure and ability to make decisions according to established guidelines; work unsupervised and to accomplish tasks accurately and on a timely basis; prioritize work; strong organizational skills
  • Strong Microsoft Office skills
  • Represents the Bank professionally at every contact with customers, staff, and vendors
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