Team Leader Team Leader …

Alliancebernstein L P
in Lackland Air Force Base, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Alliancebernstein L P
in Lackland Air Force Base, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Team Leader
GORM Team Leader San Antonio, Texas/en-US/alliancebernsteincareers/job/San-Antonio-Texas/GORM-Team-Leader_R0004116/apply

We are seeking a San Antonio based GORM Team Leader to join our Global Operational Risk Management Department.

GORM (Global Operational Risk Management) is responsible for detection and investigation of any potential or actual transactions that may be in violation of the policies and procedures established to ensure compliance with external regulations such as the Patriot Act and the Bank Secrecy Act and internal requirements such as prospectus stipulations. In addition, GORM provides a variety of transaction and surveillance reviews aimed at reducing potential fraudulent losses and/or detect and deter short term and excessive trading.

The role will supervise 5 Associates in the Global Operational Risk Management Department and assist the GORM Manager in managing the processes within the group.  The GORM Team is essential to ABIS to ensure compliance with applicable Anti-Money Laundering, Blue Sky, and Excessive Trading (22c-2) requirements. In addition, GORM’s prospectus and procedurally-focused reviews help to maintain ABIS’ compliance with 22c-2 requirements, which ultimately benefit AB Funds on this previously scrutinized area.

The key job responsibilities include, but are not limited to:

  • Supervise the associates responsible for the daily monitoring and review of the TA processes (AML, Fraud, and Prospectus compliance reviews)
  • Supervise team administration (i.e. performance reviews, attendance, vacation records, ABIS policies, etc.)
  • Serve as a resource for daily issues from team members and other departments on procedures
  • Work with Manager on development and implementation of process improvements
  • Provide guidance to client and internal departments regarding operational requirements for the Transfer Agency
  • Develop and maintain relationships with internal and external clients
  • Submit necessary internal monthly reporting
  • Update procedures and provide training for new hires as well as assess continuous training needs for team members
  • Assist in the processing and quality review of subscriptions, withdrawals and expenses including repetitive and non-repetitive wires.
  • Participate and contribute to ABIS initiatives
  • Stays informed of current laws, regulations, and common practices in the Mutual Fund arena
  • Performs other duties, as assigned

Qualifications, Experience, Education:

  • 3 years mutual fund operations or financial services experience (within ABIS is preferred)
  • 4-year college degree or equivalent experience
  • Working knowledge of Microsoft Outlook, Word, Excel, and Access

Skills:

  • Exceptional verbal and written communication skills with the ability to manage others and relationships
  • Strong problem-solving or analytical/critical thinking skills
  • Attention to detail and ability to multi-task/reprioritize
  • Ability to follow documented procedures and apply sound professional judgment

Special Knowledge (if applicable): Knowledge and experience of AML, Fraud Prevention, and compliance monitoring.

Location:  San Antonio, Texas

AllianceBernstein (AB) is a global investment-management firm providing industry-leading research and investment solutions through a combination of innovation, intellectual curiosity and relentless ingenuity. We offer high-quality research and diversified investment services to institutional and individual investors worldwide. Our clients include some of the world's top institutions as well as private-wealth clients and retail investors. Through close partnerships with our clients, we collaborate on investment strategies across regions and sectors to inspire innovative thinking and deliver superior outcomes.

We invest in our people and in the communities in which we operate, and we celebrate our diversity to showcase what makes us unique. We offer our talent the opportunity to grow professionally while working on cutting-edge ideas and outcomes in a global culture that operates as a tight-knit community.

If you're ready to innovate and grow your career, join us.

AllianceBernstein is an equal opportunity employer. We do not discriminate based race, color, creed, national origin, sex, age, disability, marital status, sexual orientation or citizenship status.

San Antonio, TexasPosted 2 Days AgoFull timeR0004116

We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, individuals and private clients in major markets around the globe. With over 3,700 employees across 51 locations operating in 25 countries, our ambition is simple: to be the most trusted investment firm in the world. We realize that it's our people who give us a competitive advantage and drive success in the market, and our goal is to create an inclusive culture that rewards hard work.

Our culture of intellectual curiosity and collaboration creates an environment where you can thrive and do your best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to our clients, we want to support you in making your impact. If you're ready to challenge your limits and empower your career, join us!

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