Director, Compliance Director, Compliance …

Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Cliftonlarsonallen
in Dallas, TX, United States
Permanent, Full time
Be the first to apply
Competitive
Director, Compliance
Director Of Compliance Dallas, TX/en-US/CLA/job/Dallas-TX/Director-Of-Compliance_R2315/apply

CLA is offering an exciting opportunity for a qualified candidate to join our Financial Institution Group (FIG) in Dallas, TX. We are looking for a Director to assist in directing, planning, and providing oversight for our compliance outsourcing practice. The position offers a unique opportunity for professional growth within a FIG practice with a strong reputation within our local markets for excellent technical expertise and a commitment to client service.

Responsibilities

The DirectorCompliance Services will be responsible for:

  • Working with clients and other FIG staff to determine engagement/relationship objectives, develop appropriate budgets and assist in coordinating resources to meet the objectives
  • Developing an understanding of the clients business activities, processes and associated risks
  • Coordinating the development of risk assessments, testing plans and scopes for compliance engagements
  • Assisting with proposals for new business opportunities in the areas of compliance, training and related special projects
  • Coordinating the timely completion of fieldwork
  • Preparing and / or reviewing compliance reports
  • Providing oversight/review of assigned staff members
  • Working with other Managers and Directors and clients to address compliance issues that may arise
  • Keeping abreast of the latest banking industry compliance developments through ongoing formal and self education
  • Providing ongoing technical assistance support to clients
  • Anticipating and addressing client issues
  • Assisting in the oversight and completion of other engagements/special projects or duties as assigned

Requirements

The firm seeks qualified candidates with personal values and work ethic that match the professional character of our firm. Candidates should have the desire and abilities to take on exciting responsibilities and grow with our FIG practice. Candidates should have 6-plus years of financial institution compliance experience. Other qualifications include:

  • Bachelor degree in Accounting or related field required
  • CRCM, or other compliance certification, a plus
  • Strong knowledge of the banking industry, controls and processes; prior bank industry experience and/or bank regulatory experience a plus
  • Strong understanding of bank consumer compliance regulations
  • Strong written and oral communication skills
  • Demonstrated track record of successfully leading fieldwork for compliance testing
  • Proven ability to lead and develop staff
  • Ability to multi-task and complete assignments within required time constraints and deadlines
  • Willing to travel within assigned geographical region

CLA exists to create opportunities for our people, our clients, and our communities.  We are a proud equal opportunity/affirmative action employer .  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity/expression, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 
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Posted YesterdayFull timeR2315

CliftonLarsonAllen LLP (CLA) is a professional services firm delivering integrated wealth advisory, outsourcing and public accounting capabilities to help enhance our clients enterprise value and assist them in growing and managing their related personal assets all the way from startup to succession and beyond. Our professionals are immersed in the industries they serve and have specialized knowledge of their operating and regulatory environments. With more than 5,000 people and 100 US locations, and a global affiliation, we bring a wide array of solutions to help clients in all markets, foreign and domestic. For more information, visit CLAconnect.com. Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor.

We are deeply invested in the success of our professionals and provide innovative career-building opportunities. At CLA, we aim to positively impact the clients we serve, the people we employ, the profession we represent and the communities we call home.

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CLA is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, disability status, protected veteran status, national origin, or any other characteristic protected by law.
 

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