Legal Analyst

  • Competitive
  • Smithfield, RI, USA
  • Permanent, Full time
  • Fidelity Investments
  • 07 Nov 17 2017-11-07

See job description for details

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  • Bachelor's Degree (or equivalent work experience)
  • Minimum of 3-5( ) years' experience in the securities industry, or securities or corporate law department of a law firm
  • Legal experience either in a corporate setting or financial services firm (paralegal certificate a plus)

The Purpose of Your Role

You are responsible for mitigating risks to the firm and ensuring legally required responses are handled appropriately and on time. Your role in interactions with multiple internal groups such as client experience, operations and services group, compliance, legal and risk groups will be as a liaison, partner and subject matter expert.

The Skills You Bring
  • You perform with a high level of accuracy and attention to detail, particularly in written documents.
  • You possess strong analytical and research skills.
  • You have excellent oral and written communication skills.
  • You can confidently spot and raise issues.
  • Excellent interpersonal and customer service skills.
  • Excellent organizational and time management skills with the ability to prioritize and manage multiple tasks simultaneously while maintaining a team
  • You are a good team player
  • You possess a healthy curiosity and enjoy research

Value You Deliver
  • Interpreting rules and regulations that govern a vast array of legal and regulatory documents. Working within these parameters to analyze, interpret, and respond to complex documents that that need precise and accurate responses to ensure that we respond appropriately to the legal, governmental or regulatory authority while not opening Fidelity Investments to lawsuits from our customers.
  • Analyzing court and administrative orders to determine whether they are enforceable and when it is appropriate restrict accounts or transfer assets in accordance to the legal documents.
  • Analyzing and responding to subpoena requests. The analyst must determine scope of production, what documents can be produced pursuant to both the request and Fidelity's policy and procedures.
  • Organizing information and documents using internal systems.
  • Acting with integrity and maintaining confidentiality when handling sensitive information.
  • Ensuring the accuracy of highly detailed information (e.g. communications, documents or electronic files, etc).
  • Communicating with customers, business units and other entities via telephone contact, written correspondence, or the hotline to facilitate the prompt resolution of court order or subpoena related issues.
  • Responding to child support, tax, federal levies and class action requests.


How Your Work Impacts the Organization

The work conducted in the Legal Operations group reduces multiple risks for the firm which include reputational, regulatory, legal and monetary. Your accurate analysis and response to legal documents keep Fidelity in compliance with legal and regulatory requirements.Company Overview

At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. For information about working at Fidelity, visit FidelityCareers.com

Fidelity Investments is an equal opportunity employer.