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Group Manager, Risk and Control Advisory / Assurance

BNY Mellon
Pittsburgh, United States
Posted about 17 hours ago Permanent Competitive
Group Manager, Risk and Control Advisory / Assurance
Overview

Organization Description: -

Global Operations is a client-service-driven organization whose talented and engaged team is dedicated to providing the most competitive services with the highest standards of ethics, quality and efficiency to our clients worldwide.

Control Management safeguards BNY Mellon, our clients and their assets. Our teams provide first line risk and control assurance and advisory management primarily supporting Operations, Asset Servicing and Corporate Trust with focus on Enterprise Utilities, front to back client lifecycle and has five underlying pillars: AML/KYC, Contracts, Client Activation, Tax, and Billing. Requirement is to: provide leadership expertise in mitigating risk, enhanced controls and optimizing client experience. Goals include driving continuous improvement and automation of the Enterprise Utilities service delivery model. Key areas of expertise include risk, control management, internal audit, securities operations, client onboarding, AML, CASS, CAP, billing, and tax services.

The successful candidate will:
  • Be responsible for leading first line oversight of the regional team/function in the identification and analysis of risk and control issues and advising the business managers of required controls to implement.
  • Proactive in leading enterprise-wide assurance testing to resolve regulatory/ client/ operational/financial/reputational issues
  • Provision of subject matter specialist advice to senior stakeholders and external parties including auditors/regulators as need
  • Drive control process improvements including automation of controls
  • Develop training on policies and procedures concerning controls and risk management.
  • Monitor results on key risks, errors/near misses, reconciliations, and root cause analysis as reported by business. Analyse and determine appropriate level of management intervention.
  • Manage complex projects that involve working with businesses to improve controls to mitigate any deficiencies.
  • Contribute to strategic projects/initiatives for the function. Uses in-depth knowledge of market trends to determine potential risks to the organization and direct any resulting change needed to mitigate risk.
  • Manage multiple teams/resources that are responsible for control testing and reporting on control standards.
  • Recruit, direct, motivate, and develop staff, maximizing their individual contribution, their professional growth, and their ability to function effectively with their colleagues as a team.
  • Manages a specialized team of risk/control professionals or matrix manages stakeholder teams.
  • Likely to oversee geographically dispersed teams, adding to the complexity of duties.
  • Responsible for the achievement of goals and objectives comprising of multiple teams, talent management and supervision of Control professionals and other managers.

What we are looking for:-
  • Excellent leadership skills, ability to lead dynamic team and matrix mangers
  • Strong and effective interpersonal, verbal, and written communication skills
  • Audit/Risk/Control background
  • Possesses the ability to handle extremely complex situations with internal clients and regulators, while maintaining a professional approach to problem solving.
  • Ability to deal with multiple priorities simultaneously
  • Ability to effectively deal with senior management, auditors as well as Regulators.
  • Excellent analytical, organizational and time management skills with the ability to meet tight deadlines
  • Possess flexibility around roles and responsibilities
  • Strong Financial Services background
  • Proficiency in using Microsoft packages particularly Excel
  • Bachelors' degree or equivalent combination of education and work experience required. Masters / Advanced degree preferred.
  • 7-10 years of total work experience with 1-3 years of management experience preferred. Experience in the securities or financial services industry preferred.


Employer Description

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

EEO Statement:

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Job ID  12854
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