VP Risk & Controls Compliance VP Risk & Controls Compliance …

Hamlyn Williams
in New York, NY
Permanent, Full time
Last application, 03 Aug 21
Competitive
Hamlyn Williams
in New York, NY
Permanent, Full time
Last application, 03 Aug 21
Competitive
VP Risk & Controls Compliance
We're working with a top-tier investment bank as they look to build out a new team with exciting growth potential. This is a centralized risk and controls group that will have wide exposure across the business and you'll be able to build and grow the initiative.

What you'll be doing:
  • Be integral to the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices
  • Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring compliance-related issues.
  • Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.
  • Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
  • Overseeing the monitoring of adherence to Compliance Risk Policies.
What they're looking for:
  • 4+ years and experience within risk and controls, writing policies and procedures and developing risk assessment profiles
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Bachelors degree level educated
For more information contact Thomas Byrne at Hamlyn Williams at t.byrne@hamlynwilliams.com

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