U.S. Compliance Officer | Financial Services | NYC

  • $120,000-150,000 Base + Bonus
  • New York, NY, USA
  • Permanent, Full time
  • Twenty Recruitment Group - US
  • 19 Feb 19

Regulatory Compliance Officer

Our client, a financial services firm, is looking for a compliance officer to help develop their central/core compliance program which will support all lines of business. This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.

Main Responsibilities:

  • Identify and respond to regulatory inquiries 
  • Draft and implement policies and procedures
  • Training 
  • Monitoring and Assurance

Qualifications:

  • 5+ years of experience in compliance
  • Preferably Experience working at a regulator (SEC, CFTC, FINRA, FRB)
  • Law degree preferred

 

If interested please respond to this advert.