Specialist, Mkt/Clnt Risk Mgmt

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • BNY Mellon
  • 18 Apr 19

Specialist, Mkt/Clnt Risk Mgmt

Market/Client Risk Management - Depositary Receipt Corporate Action Specialist, Analyzes and reviews moderately complex corporate actions with considerations for BNY Mellon risk and reviews, analyzes and executes transactions with clients. Works with clients and BNY Mellon teams to resolve issues and develop new business in line with business objectives. Reviews contracts and transaction documents. Ensures moderately complex deals are set up correctly and mitigates risk through thorough document review whilst meeting client objectives. Where applicable, reviews work of more junior colleagues and provides guidance on complex tasks. Works with issuers and their lawyers and advisors when reviewing the terms of the transactions to ensure they are set up according to BNY Mellon standards and manage areas of potential risk whilst meeting client objectives. Coordinates tasks with internal and external parties. Mitigates risk to BNY Mellon by reviewing moderately complex transactions or processing tasks and ensuring that they comply with corporate policies and business procedures and protect as well as compensate BNY Mellon for services provided. Works with clients, the business and legal teams to resolve issues in line with client and business objectives. Prepares and/or reviews required documents and/or market / shareholder notices. Communicates with lawyers, advisors and clients to resolve any structural or contractual issues. Ensures BNY Mellon is compliant with applicable regulations and policies and procedures. Works with the team to review, analyze and/or structure transactions in way that are compliant with applicable regulations and contracts. No direct reports but may provide guidance to less experienced team members. Responsible for transaction management and closing deals for assigned transactions, and will contribute to the achievement of any team or area objectives. Focus is on routine and moderately complex corporate actions

Qualifications

Bachelors degree preferably in finance or a related area, or the equivalent combination of education and experience is required. 5-7 years of total work experience preferred. Corporate Action experience is preferred

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.


Primary Location: United States-New York-New York
Internal Jobcode: 70355
Job: Risk
Organization: Depositary Receipts-HR06321
Requisition Number: 1903174