Special Investigations Unit - Conduct Risk Manager

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Morgan Stanley USA
  • 16 Oct 18

Special Investigations Unit - Conduct Risk Manager

The SIU Conduct Risk manager will be responsible for entering and maintaining consistency in the creation of SIU matters in the Conduct Risk Tool (CRT). Duties include: opening matters in the tool, ensuring they are consistent with data entered into other Firm systems (T360, disciplinary database), collaborating with SIU attorneys and investigators to update matters in the tool, upload documents and answer questionnaires related to investigations, referrals and reporting. The Conduct Risk manager will also liaise with other units at the Firm in ensuring the data is consistent and accurate, provide data from CRT as appropriate and assist with reports generated by SIU to senior management and others in the Firm.