SVP - Compliance Testing SVP - Compliance Testing …

Hamlyn Williams
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
Hamlyn Williams
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
SVP - Compliance Testing
We're working on an SVP of testing position at present with a top investment bank. They're looking for a testing manager to cover their rates and FX team specifically so a good base in this area would be highly beneficial.

What you'll be doing:
  • Being integral in the implementation, and execution of the compliance testing, continuous testing, and reporting programs across the US.
  • You will be managing the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity
  • Managing a team or multiple teams of Compliance professionals. Responsible for hiring, compensation, performance appraisals, staff development, training, etc.
  • Developing and executing a Compliance Testing Plan to monitor for compliance with rules, laws, and regulations.
  • Serving as a lead reviewer for complex reviews, analysing report findings, and communicating findings to corresponding control/process owners.
  • Developing effective relationships within the compliance testing function and with other stakeholders including business and technology process owners, and Internal Audit function.
What they're looking for:
  • Bachelors degree level educated
  • At least 10 years of experience within compliance testing., managing and developing a testing program and protocols
  • Extensive management experience and comfortable a team
For more information get in touch with Thomas Byrne at t.byrne@hamlynwilliams.com or 646 349 4411

#LI-TB1
Hamlyn Williams logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...