Prinicipal, Technology Control, Regulatory Assurance Prinicipal, Technology Control, Regulatory  …

BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
Prinicipal, Technology Control, Regulatory Assurance
The Regulatory Solutions team sits within the Office of the Chief Information Officer. The Regulatory Solutions (RS) organization governs the firm's regulatory investments to ensure they align with the Regulatory Lifecycle, addresses upcoming regulatory changes to our lines of business and delivers a competitive advantage for the Enterprise

This role is responsible for implementing and executing the assurance framework and planning, analyzing, conducting fieldwork, evidencing and reporting & monitoring identified issues, to minimizing regulatory risks. Consult and advise on all regulatory and technology risk matters. Supports related regulatory programs: audit response, regulatory inquiry, and response, etc. Manages complex assurance engagements that involve working with the businesses to identify observations and substantiate findings through qualitative and quantitative evaluation methods to improve controls and to mitigate any deficiencies.
  • Strong written and verbal communication. Communications and organization skills; teamwork skills
  • Possess strong interpersonal skills to support mentoring.
  • Ability to work independently or with a team. Experience in the securities or financial services industry is a plus.
  • Proven working experience as Internal Auditor, Program Assurance or Compliance Assurance
  • Advanced computer skills on MS Office, accounting software and databases
  • Ability to manipulate large amounts of data and to compile detailed reports
  • Proven knowledge of auditing standards and procedures, laws, rules and regulations
  • High attention to detail and excellent analytical skills
  • Sound independent judgement
  • Bachelor's degree in computer science, finance or a related discipline, or equivalent work experience required; advanced degree preferred
  • 10-12 years of related experience required; experience in the securities or financial services industry is a significant plus. Regulatory understanding is essential
  • CPA, CIA and/or CISA, CISSP or CRISC and ISACA certifications preferred
BNY  Mellon logo
More Jobs Like This
See more jobs
Close