Principal, Technology Control, Regulatory Assurance Principal, Technology Control, Regulatory  …

BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
Principal, Technology Control, Regulatory Assurance
The Regulatory Solutions (RS) organization governs the firm's regulatory investments to ensure they align with the Regulatory Lifecycle, addresses upcoming regulatory changes to our lines of business and delivers a competitive advantage for the Enterprise.

Role Overview : Governs and steers stakeholders in identifying, analysing, evaluating, monitoring, and minimizing areas of Regulatory Risk within program and projects across the Enterprise. Contributes to developing the strategic direction of the Regulatory Technology function. Has an understanding of Financial Services regulations and how Technology supports the lines of business in delivering any associated change. Strong interpersonal skills to influence and impact business decisions.

Responsibilities:
  • Responsible for supporting the execution of Risk framework practices.
  • Uses knowledge of information technology, risk and control frameworks, risk and control theory and practice, and controls implementation and assessment to determine potential risks to the organization.
  • Manages analysis and draws conclusions in order to recommend and direct any resulting change needed to mitigate risk.
  • Responsible for implementing risk framework and identifying, analyzing, monitoring, reporting, and minimizing information technology risks.
  • Consult and advise on all technology risk matters.
  • Supports related risk programs: audit response, regulatory inquiry and response, etc.
  • Manages complex projects that involve working with the businesses to improve controls to mitigate any deficiencies.
  • Strong written and verbal communication.
  • Communications and organization skills.
  • Team work skills.
  • Possess strong interpersonal skills to support mentoring.

Requirements:
  • Ability to work independently or with a team.
  • Experience in the securities or financial services industry.
  • Experience in project managing either audits/assurance reviews or remediation projects.
  • CPA, CIA and/or CISA, CISSP or CRISC and ISACA certifications preferred.
  • Audit/Assurance or Consulting experience preferred.
  • Contributes to the achievement of area objectives.
  • Bachelor's degree or equivalent combination of education and work experience required.
  • 10-12 years of total work experience preferred
    The Regulatory Solutions team sits within the Office of the Chief Information Officer. The Regulatory Solutions (RS) organization governs the firm's regulatory investments to ensure they align with the Regulatory Lifecycle, addresses upcoming regulatory changes to our lines of business and delivers a competitive advantage for the Enterprise.

    Role Overview : Governs and steers stakeholders in identifying, analysing, evaluating, monitoring, and minimizing areas of Regulatory Risk within program and projects across the Enterprise. Contributes to developing the strategic direction of the Regulatory Technology function. Has an understanding of Financial Services regulations and how Technology supports the lines of business in delivering any associated change. Strong interpersonal skills to influence and impact business decisions.

    Responsibilities:
  • Responsible for supporting the execution of Risk framework practices.
  • Uses knowledge of information technology, risk and control frameworks, risk and control theory and practice, and controls implementation and assessment to determine potential risks to the organization.
  • Manages analysis and draws conclusions in order to recommend and direct any resulting change needed to mitigate risk.
  • Responsible for implementing risk framework and identifying, analyzing, monitoring, reporting, and minimizing information technology risks.
  • Consult and advise on all technology risk matters.
  • Supports related risk programs: audit response, regulatory inquiry and response, etc.
  • Manages complex projects that involve working with the businesses to improve controls to mitigate any deficiencies.
  • Strong written and verbal communication.
  • Communications and organization skills.
  • Team work skills.
  • Possess strong interpersonal skills to support mentoring.

  • Requirements:
  • Ability to work independently or with a team.
  • Experience in the securities or financial services industry.
  • Experience in project managing either audits/assurance reviews or remediation projects.
  • CPA, CIA and/or CISA, CISSP or CRISC and ISACA certifications preferred.
  • Audit/Assurance or Consulting experience preferred.
  • Contributes to the achievement of area objectives.
  • Bachelor's degree or equivalent combination of education and work experience required.
  • 10-12 years of total work experience preferred
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