Principal, Tech Control Principal, Tech Control …

BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
BNY Mellon
in New York, NY
Permanent, Full time
Be the first to apply
Competitive
Principal, Tech Control
The Regulatory Solutions team sits within the Office of the Chief Information Officer. The Regulatory Solutions (RS) organization governs the firm's regulatory investments to ensure they align with the Regulatory Lifecycle, addresses upcoming regulatory changes to our lines of business and delivers a competitive advantage for the Enterprise

Responsible for implementing the Small Change for Enterprise process and embedding this into the firm's broader risk framework. The process will provide a more consistent and robust assessment of the risks and impact of small change on our regulatory control environment. The model for Operations is now fully embedded and is inclusive of standard controls present in RCSAs - this role will focus on the extension of the process beyond operations

The candidate will take responsibility for the roll out of the Small Change process across the Enterprise. This will include:
  • Ownership for the roll out plan
  • Socialization of the plan and process across the organization
  • Status updates to senior management
  • Issue management and escalation
  • Embedding of the change in BAU
  • Implementation of technology platform and management of testing
  • Strong written and verbal communication. Communications and organization skills; The successful candidate will have an understanding of Financial Services regulations and how Technology supports the lines of business in delivering any associated change. Strong interpersonal skills are required to influence and impact business decisions
  • 8-10 years of related experience required; experience in the securities or financial services industry is a significant plus. Regulatory understanding is essential
  • Bachelor's degree in computer science or a related discipline, or equivalent work experience required; advanced degree preferred
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