Principal Markets Auditor

  • Negotiable
  • New York, NY, USA
  • Permanent, Full time
  • Deutsche Bank - US
  • 12 Dec 17 2017-12-12

Group Audit The Group Audit (GA) function has over 700 staff located in our four hub locations New York, London, Frankfurt, Singapore and 26 other countries.

Job Title: Principal Markets Auditor Corporate Title: Vice President Division: Group Audit - Corporate & Investment Bank - Markets Location: New York

About Deutsche Bank

A Passion to Perform is what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. Diverse, international and shaped by a variety of different perspectives, we're driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level, agile minds are rewarded with competitive pay, support and opportunities to excel.

Key responsibilities:

  • Executes day-to-day audit work on the basis of Deutsche Bank Group Audit Methodologies (conducts risk assessments, designs tests to assess control effectiveness for key risks, drafts audit reports for management review, facilitate issue tracking and validate closure of issues)
  • You will have the opportunity to lead and successfully deliver Markets' audits, or participate in integrated business audits, both locally and globally
  • Discuss exceptions found during fieldwork with Principal Auditor/VPs and Principal Audit Manager
  • Communicates with Principal Audit Manager regarding audit progress and escalates problems/delays
  • Completes audit work/assignments in line with agreed budgets
  • Participates in internal projects
  • Contributing to Risk Assessment Profiles and Continuous Audit Assessment for relevant business areas
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas and work in an integrated manner with fellow team members in London and other locations
  • Develops and maintains broad financial services experience and Bank knowledge.
  • Keeps abreast of business/industry changes and their impact on the Deutsche Bank plan/approach

You will have:

  • Previous work experience in audit or control function experience in a global investment banking
  • Significant experience of auditing in an investment banking environment including audit of capital markets products
  • Exposure to financial products and the ability to identify and evaluate risks and controls associated with these products
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised
  • Strong analytical, communication, and project management skills
  • Knowledge of key regulatory changes and how these changes impact audit planning
  • Excellent written / verbal communication skills and be able to communicate effectively at all levels within Group Audit and with the client
  • A Bachelor's Degree or higher, and accountancy or other equivalent professional qualification (e.g. ACA, CIA, CISA) is beneficial

You will be:

  • Flexible, pro-active, self-sufficient and innovative with strong organizational and multi-tasking skills
  • Take ownership and responsibility of agreed targets and meet them within budget to enable a timely and efficient completion of audit projects
  • Natural role model and reference point for your peer group
  • Ability to work independently with limited day to day oversight

For candidates applying for positions in the US: Deutsche Bank is an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the "EEO is the Law" poster and pay transparency statement.