Operations Specialist Operations Specialist …

Samuel A. Ramirez & Co., Inc
in New York, NY
Permanent, Full time
Last application, 04 Jun 21
Competitive
Samuel A. Ramirez & Co., Inc
in New York, NY
Permanent, Full time
Last application, 04 Jun 21
Competitive
The position will join a growing SEC-registered securities broker/dealer servicing institutional and retail clients. The Operations Specialist will be responsible for supporting the Operations desk (P&S) working with trading and sales on a variety of responsibilities such as trade matching and settlement, account openings, regulatory reporting and any other operational tasks to support the department as needed. Partial remote work schedule and flexibility is available for the right candidate.

Summary:

The Operations Assistant, as part of their normal daily functions, will conduct activities directly related to trade settlement, client-onboarding, and regulatory reporting. Responsibilities also include supporting the sales desk and assisting with projects and assignments as needed. 

Essential Duties and Responsibilities

  • Directly support the trading/sales desks on a day to day basis, assisting with trade booking, allocation, and confirmation
  • Reconciling trading positions between front and back office systems
  • Interact with clients with trade booking and settlement issues
  • Liaise daily with the firm's clearing broker to ensure timely processing and settlement of all transactions
  • Perform Institutional and Retail account onboarding and maintenance, tasks include obtaining and updating client documents for new clients and existing clients as required
  • Assist on other projects and assignments as needed

Requirements:

  • Minimum 1-3 years Operational Broker/Dealer experience
  • Bachelor’s Degree in Business Administration, Finance, Operations, related field or related experience
  • Experience with a Municipal Bond Broker/Dealer is a plus
  • MBS trade processing is a plus
  • Strong analytical and organizational skills with acute attention to detail
  • Excellent written and verbal communications skills, as well as strong interpersonal skills
  • Strong Microsoft Office suite skills (excel, power point, etc.)
  • Required FINRA Series 7 Exam or must receive within six months of hire date
  • Experience with TOMS, Market Trader, OASYS/CTM, NETX360 a plus

Supervisory Responsibilities:                                                 

This position does not supervise others.

Qualifications:   Must adhere to Core Values of Firm: Integrity, Experience, Teamwork and Performance.

  • Must have a strong work ethic
  • Detail oriented, professional attitude, accountable, reliable
  • Possess strong organization and time management skills
  • Strong problem solving skills, basic accounting principles knowledge, documentation skills, research and resolution skills, data analysis and multi-tasking skills
  • Ability to develop knowledge accounts, systems, process, and procedures
  • Ability to communicate effectively verbally and in writing
  • Ability to interact with employees, clients and vendors in a professional manner

Performance:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions pf the position.

Language Skills:                                                     

Ability to write, read, comprehend, and communicate detailed instructions, correspondence, and memos.  Ability to effectively present information in one-on-one, small group, and large group situations to employees, clients of the organization.  Develop knowledge of commonly used vocabulary, concepts, practices and procedures.  

Mathematical Skills:                                                          

Ability to add, subtract, multiply, and divide in all units of measure, using whole numbers, common fractions, and decimals.  Ability to compute rate, ratio, and percent.

Reasoning Ability:                                                

Ability to apply common sense understanding to carry out detailed written or oral instructions.  Ability to deal with problems involving multiple variables in continuously changing situations.

This job description in no way implies that the duties listed are the only duties the employee can be required to perform.  The employee is expected to perform other duties as assigned by their manager or supervisor.  Job descriptions are open to revisions and updates as required to meet the needs of the company. 

Ramirez & Co, Inc. is committed to providing equal employment opportunity to all applicants and employees in accordance with applicable equal opportunity and affirmative action laws. In keeping with this commitment, Ramirez & Co., Inc. will recruit, hire, train and promote into all job levels the most qualified individuals without regard to race, color, creed, religion, sex, national origin, ancestry, marital status, status with regard to public assistance, disability, age, sexual orientation, military status, or status as a special disabled or Vietnam era veteran. 

Samuel A. Ramirez & Co., Inc logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...