KYC Client On-boarding Consultant

  • TBD
  • New York, NY, USA
  • Temporary, Full time
  • enableIT LLC
  • 02 Jan 19

KYC, compliance, client onboarding

Missions Day-to-Day Responsibilities:
Manage projects associated with Client Onboarding
Be a point person for onboarding related queries from team
Maintain a working knowledge of regulatory policies required to onboard clients including KYC, French Banking Law, Dodd-Frank, Volker, FATCA, etc
Challenge existing policies when they do not align with market standards
Maintain good working relationship with the business lines
Meeting regularly (weekly/bi-weekly) with business lines as well as global counterparts

Profile Technical Skills:
Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
Microsoft Office, Word, Excel, PowerPoint

Strong interpersonal and written and verbal communication skills;
Strong problem solving and organizational skills, ability to prioritize and multitask.
Ability to work in a dynamic, deadline-focused environment;
Team player;
Ability to partner with all infrastructure teams (Compliance, Credit, legal, KYC) and business lines
Strong time management skills and the ability to work well under pressure
An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate
Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely

           Desired / Plus:
Series 99
Series 7 or equivalent