International Client Risk Associate

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • UBS
  • 17 Dec 18

International Client Risk Associate



Your role
Are you adapt at making risk-based decisions? Do you enjoy partnering across multiple business area, home office and field functions to lead strategic initiatives and build new capabilities? Are you incredibly organized with an eye for detail? Do you have what it take to lead a high performance team that deals with complex client situations? Are you a great communicator, with the ability to communicate appropriately at all levels in the organization and organized and detail oriented?

We're looking for someone like that to be part of a team that will - help prospective international clients and advisors gather, process and collect all the documentation required to become a client of UBS
– execute account updates and maintenance to ensure to ensure that the document records correspond with data in the system – conduct ongoing client reviews to ensure activity aligns with goals and purpose
- modify, update, and distribute policies (including the maintenance of the required document checklist); communicate constantly by delivering updated procedures to branches and home office
- devise and facilitate training relating to account documentation policies and procedures for branches
- Subject matter expert in International Documentation
- recommend account opening related enhancements to the systems, policies, and procedures, and implement accordingly
- build strong working partnership with Compliance and Operations peers

Your team
Our main objective is to act as a one-stop, in-house shop for UBS Advisors to incorporate the firm's unique global capabilities into their clients' portfolios. You will be part of a team of analysts supporting the client lifecycle from onboarding to maintenance and will be the first line sign off on periodic reviews for your location. You will be responsible analyzing and reviewing new and existing account and corporate documentation to ensure that accounts adhere to UBS and external KYC (Know Your Client) and AML (Anti-Money Laundering) policies, procedures, and regulations. You will be working closely with Legal and Compliance teams to resolve AML, Cross Border, or any other issues that occur during the account opening process.

What we offer
Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?