IMT Regulatory Reporting Tester IMT Regulatory Reporting Tester …

in New York, NY, United States
Permanent, Full time
Be the first to apply
in New York, NY, United States
Permanent, Full time
Be the first to apply
Job Reference # 188772BR
Your role
Are you investigative in nature? Are you able to understand regulatory requirements? Join our team; we are looking for someone who can:

– understand the rules and requirements around U.S. regulatory report testing e.g. CCAR FR Y-14 reports, FR Y-9C, FR 2052a, FFIEC 102, FFIEC 002, FFIEC 009, FR Y-15, FR Y–11, FR Y– 9 LP
– perform transaction testing to confirm conformance with the regulatory requirements, ensuring work is of a consistently high standard, with robust conclusions
– plan, coordinate and perform testing fieldwork to hit deadlines
– agree identified issues and remediation with responsible report owner

Your team
You'll be working in the Independent Management Control's Testing team which is part of the Compliance & Operational Risk Control (C&ORC) organization. We are a major program within UBS to ensure independent testing and assurance over the key controls that address major risks in our bank globally.

Your expertise
You have:

– a strong background in banking
– experience in the preparation of regulatory reports in accordance with instructions (with relevant qualifications to support) or experience in transaction testing of regulatory reports to confirm compliance with instructions
– experience of auditing (Big 4) is preferable
– a reputation for delivery

You are:

– analytical, with the ability to disseminate and understand complex instructions
– result-oriented and assertive (you don't shy away from challenging situations)
– detailed, with the ability to self-review and ensure work is delivered to the highest standards
– excellent listener and effective communicator
– team player with the ability to deliver individually

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.