• Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Credit Suisse -
  • 25 May 18

IBCM, Risk & Controls, AVP, New York

We Offer
An opportunity to join Credit Suisse's Investment Banking and Capital Markets Risk and Controls Group ("RCG") as an Assistant Vice President (AVP). RCG is a global group that helps to ensure the business is aligned with rules and regulations and Credit Suisse policies and procedures. RCG does this by assessing risks, implementing and monitoring controls, analyzing, implementing and remediating new rules and regulations as well as audit points. RCG is primarily responsible for dedicatedly handling key control functions, conducting Client Onboarding (KYC and other requirements), maintaining the control framework, crafting and implementing new controls as necessary, testing the efficacy of controls, monitoring bankers and their activities to detect control breaches, writing procedures, and training bankers to be aligned with rules and regulations.

The primary responsibilities of the role will be to work within the RCG team to coordinate IBCM's frameworks for control activities and supervision, developing processes and procedures designed to follow internal and regulatory requirements, developing management information and reporting and executing the training program. Experience with a regulator, a regulatory control function, or a business unit or other control function substantially and substantively contributing to regulatory related risk and control projects is highly preferred.
Responsibilities:
  • Leading and contributing to initiatives working across the appropriate teams to remediate any issues identified
  • Tracking major issues and obligations to ensure compliance and actively contributing to any remediation efforts
  • Preparing materials used to communicate with senior management and our control partners
  • Researching emerging themes and performing a read across of audits against the business processes to help identify and prevent potential future issues
  • Working with the IBCM Management team to develop a proactive approach to leading all 2LoD relationships
  • Working with the broader CCO and Regulatory Affairs group to ensure consistency, communication and alignment of requirements
  • Working on technology projects to increase the efficacy of the risk and control environment


You Offer
Qualifications:
  • Excellent project management skills
  • Familiarity with the risk and control landscape
  • Experience with implementing rules and regulation and dealing with requests from internal audit
  • Experience with monitoring and testing compliance with and controls related to policies and procedures
  • Curiosity and ability to proactively think ahead
  • Ability to work across teams
  • Ability to synthesize information from disparate sources to create holistic reports on regulatory activity
  • Ability to manage multiple projects simultaneously
  • Exceptional attention to detail and organizational and prioritization skills
  • Sound judgment
  • Ability to cope under pressure
  • Excellent written and presentation skills
  • Ability to work and communicate at all levels
  • Solid interpersonal skills

New York, NY, USA New York NY US