Hedge Fund Private Equity Compliance Officer

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Green Key Resources
  • 08 Feb 18 2018-02-08

Job Description:

Providing advice and guidance to the businesses on their day-to-day activities as well as their strategic initiatives;

Designing, implementing and maintaining policies, procedures and processes to address key risk areas

Designing and delivering bespoke training to our business partners;

Designing and enhancing the compliance oversight model for the products covered;

Participating in cross departmental projects impacting compliance

Monitoring and reviewing legal and regulatory developments.

Researching, preparing and providing advice on compliance and regulatory matters;

Assisting on new product initiatives and fund launches;

Monitoring regulatory developments relevant to the areas of responsibility of the team, researching and preparing summaries of and assessing impact of regulatory and legal developments;

Assisting in the ongoing review and maintenance of policies, procedures and training;

Assisting with preparation of all regulatory reporting requirements

Build Reviewing, managing and escalating as appropriate in relation to oversight programs managed by the team;

Developing and maintaining strong partnerships



5 to 8 years advisory compliance experience, ideally gained working in real estate, infrastructure, hedge funds, private equity funds or other alternatives businesses;

Excellent communication skills and a strong personality, combining energy, enthusiasm, resilience, tenacity, diplomacy and above all, sound judgement under pressure;

Self-motivated and solutions-driven with ability to use initiative and think strategically;

Ability to articulate complex issues in a clear and concise manner;

High standard of accuracy and excellent attention to detail;

Excellent organizational skills - ability to prioritize workloads and adhere to deadlines;

Ability to collaborate across teams/functions and also work autonomously with minimal supervision.