Hedge Fund Compliance Associate / Director

  • $80-110k base or $150-180k base, plus bonus
  • New York, NY, USA
  • Permanent, Full time
  • Robert Half - US
  • 13 Dec 17 2017-12-13

Robert Half Financial Services are currently recruiting for a Compliance Associate and a Compliance Director role within a growing International Consultancy firm focusing on Hedge Funds and Private Equity clients. The role is based in midtown New York, and the client requires least 2-4 years Compliance experience for the Associate role and 8+ years Compliance experience for the Director role, within a Hedge Fund, Private Equity firm or at the SEC.

THE COMPANY

 

Robert Half Financial Services are currently recruiting for a Compliance Associate and a Compliance Director role within a growing International Consultancy firm focusing on Hedge Funds and Private Equity clients. The role is based in midtown New York, and the client requires least 2-4 years Compliance experience for the Associate role and 8+ years Compliance experience for the Director role, within a Hedge Fund, Private Equity firm or at the SEC.

 

THE ROLE

These Compliance roles report directly into the Partner/CEO, within a fast moving environment, and potential to grow the business directly if the successful candidate is comfortable speaking directly with Senior Compliance and Legal staff within the Hedge Funds and Private Equity firms.

 

RESPONSIBILITIES

  • Periodic Compliance Reviews
  • Annual Compliance Reviews
  • Day-to-day management of Compliance function
  • Ad Hoc Advice as needed
  • Registrations with SEC, CFTC, FINRA
  • Building domestic and global compliance infrastructure
  • Mock regulatory exams
  • Compliance training
  • Thematic compliance reviews
  • Regulatory filings
  • AIFMD Compliance
  • Due Diligence

 

QUALIFICATIONS/SKILLS

  • At least 2-4 years Compliance experience for the Associate role and 8+ years Compliance experience for the Director role, within a Hedge Fund, Private Equity firm or at the SEC.
  • Strong SEC and/or Private Equity Regulatory knowledge.
  • Bachelor degree, JD a plus but not necessary.

 

These Compliance roles are located in Midtown New York so please only apply if you are able to travel to this location, and have relevant experience in the above requirements. The salary is flexible dependent on experience, but the initial range is $80-110k base for the Associate role, and $150-180k base for the Director role, plus bonus and commission potential. If your profile matches the above criteria please submit your resume or email me on mohamed.moussa@roberthalffs.com