Fixed Income Control Assistant Vice President - Fixed Income Management Fixed Income Control Assistant Vice President -  …

Jefferies
in New York, NY, United States
Permanent, Full time
Last application, 13 Jun 19
Competitive
Jefferies
in New York, NY, United States
Permanent, Full time
Last application, 13 Jun 19
Competitive
Fixed Income Control Assistant Vice President - Fixed Income Management
Position:


This role will report to the Head of US Fixed Income Management Control on the following:


Primary Responsibilities:


  • Daily review of electronic communications (emails, Bloombergs, and Instant Messaging)


  • Review of Fixed Income surveillance reports including: mark-ups or downs, as of trades, cancel/corrects, cross trades, variance reports, etc.


  • Pre-approve and review employee personal trading


  • Review and approve sales/trader commentary and strategy for external distribution


  • Review Trace Reporting statistics


  • Assist on several Fixed Income annual and ad hoc projects


  • Ensure client compliance with Qualified Institutional Buyer and 2111 Suitability Certificate requirements


  • Assist with information gathering and responses to regulatory inquiries


  • Assist with the handling of restricted/private information



Qualifications
Required Background/Skills:
· Strong communication skills (verbal and written)
· Team oriented, motivated individual
· Strong attention to detail
· Microsoft Office
· Bloomberg


Minimum Requirements/Qualifications:
· Bachelor's Degree
· Minimum 3 years direct compliance or general supervisory experience
· Must have knowledge of FI products (including Emerging Markets, High Yield, High Grade, Munis, Mortgages, US Rates, FX)
· Series 7 required; Series 24/preferred
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