Fixed Income Compliance Officer

  • 150000
  • New York, NY, USA New York NY US
  • Permanent, Full time
  • Linium Resources
  • 09 Apr 18 2018-04-09

Our client, a global investment bank is looking for a Compliance Officer who will provide proactive and direct support to certain asset classes within the FICC business within Capital Markets in order to promote compliance with rules and regulations, as well as resolve compliance issues on a timely basis.

Provide compliance coverage of certain FICC Sales & Trading Desks, which may include providing assistance in any the following areas:  Securitized Products (mortgage-backed securities, asset-backed securities) sales, trading and syndicate, CLO origination, ABS origination, Institutional Middle Markets.

Must have:

5-7 years of FICC Advisory compliance experience