Finance, Controllers, Regulatory Capital & Reporting Review Group, Analyst, New York

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Goldman Sachs USA
  • 20 Mar 19

Finance, Controllers, Regulatory Capital & Reporting Review Group, Analyst, New York

We're a team of specialists charged with managing the firm's liquidity, capital and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm's counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm's success. The division is ideal for collaborative individuals who have strong ethics and attention to detail.

The Controllers department is responsible for safeguarding the firm's assets to help maintain the integrity of Goldman Sachs' finances and expenditures. The Regulatory Controllers team sits within the Controllers department, within the Finance division. This is a very high profile team involved in a broad range of areas requiring interaction with various constituents across the Firm.

The opportunity is within the Regulatory Capital and Reporting Review Group (RCRG), which resides in the Controllers department. RCRG is an independent review function established in accordance with the Basel Coordination Committee 13-3 "Guidance for Independent Verification of a Banking Organization's Advanced Approaches System". Federal regulators require banking organizations to have a rigorous internal control framework which includes an independent review and verification function. The purpose of the independent verification is to challenge processes that materially impact regulatory capital computations and ensure all internal systems supporting rule compliance are properly designed, documented and implemented.

The review process would cover aspects of regulatory obligations (i.e. FR Y-14 A/Q/M, FR Y-9C, FR Y-15, Call Report etc.) with a focus on the following areas:

  • Interpretation and application of the regulatory reporting rules
  • Data quality
  • Controls related to the reporting process
Basic Qualifications
  • Bachelor Degree Required
  • Minimum of one (1) year of experience in either Audit, Regulatory Control/Reporting or Quality Assurance
  • A combination of analytical, organizational and interpersonal skills
  • Detail oriented
  • Strong verbal and written communication skills
  • Team player - ability to maintain mutual support within a high profile team
  • Ability to operate in a fast-paced environment with high sense of urgency/multi-tasking skills
  • Strong computing and/or excel skills
Preferred Qualifications
  • Technology background especially database and system flow
  • Understanding of the regulatory reporting
  • Public or internal audit experience
  • Quality Assurance

ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

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