Executive Director - Risk and Controls Executive Director - Risk and Controls …

Hamlyn Williams
in New York, NY
Permanent, Full time
Last application, 23 Jul 21
Competitive
Hamlyn Williams
in New York, NY
Permanent, Full time
Last application, 23 Jul 21
Competitive
Executive Director - Risk and Controls
Description

We are currently partnered with a leading multinational bank in search of an Executive Director - Risk and Controls. This individual would be a part of the 1LoD risk team and would work to build and enhance a risk infrastructure surrounding Sales and Trading.

This team is in a build-out mode. This is a brand new team where you'd be able to come in on day 1 and drive change. This is for someone looking to take on a challenge with an entrepreneurial mindset as the individual will be relied upon to kick start new business initiatives. Furthermore, you'd be expected to build out a team of your own (5-10 people). This role reports to both the Head of Sales and Trading and the Head of Risk and Controls

Job Duties
  • Be the SME for implementing various control measures for the Sales and Trading Vertical
  • Provide guidance between Front Office, 2LoD Risk, and Internal Audit teams
  • Execute 1LoD risk measures, risk assessments, and report on upcoming/newly identified risks
  • Ensure compliance between the front office and applicable laws
  • Lead team of 5-10 individuals
Qualifications
  • 15+ years of experience
  • Series 7 and 24 preferred
  • Management experience
  • Fixed income experience
  • Excellent communication skills
#LI-JB2
Hamlyn Williams logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...