Director - Regulatory Affairs Director - Regulatory Affairs …

Park Hudson International
in New York, NY
Permanent, Full time
Be the first to apply
$175,000-$200,000 base
Park Hudson International
in New York, NY
Permanent, Full time
Be the first to apply
$175,000-$200,000 base
Posted by:
Nicolas Lapetina • Recruiter
Posted by:
Nicolas Lapetina
Recruiter
Global broker dealer client is seeking an experienced Regulatory Affairs candidate to join its compliance team.

Regulatory Examination Management:

o Entirely manage regulatory examinations, including receiving notifications of exams o Responding to initial examination requests for materials

o Responding to subsequent requests for materials and meetings

o Preparing management responses to examinations

o Post examination, ensuring findings and recommendations are addressed appropriately

 

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