Consumer and Private Bank Compliance Consumer and Private Bank Compliance …

The Compliance Search Group, LLC
in New York, NY, United States
Permanent, Full time
Be the first to apply
100k + Bonus
The Compliance Search Group, LLC
in New York, NY, United States
Permanent, Full time
Be the first to apply
100k + Bonus
The Private Bank and Consumer Banking Divisions of a top-tier global financial services firm is seeking a Compliance Generalist to help maintain and enhance their current Consumer Compliance program. The ideal candidate will have experience in the area of consumer protection regulation requirements and controls, with emphasis placed on International Banking and Lending, product development, Loan and Deposit Production Office, electronic banking and other non-mortgage digital related compliance activities.

The Private Bank and Consumer Banking Divisions of a top-tier global financial services firm is seeking a Compliance Generalist to help maintain and enhance their current Consumer Compliance program. The ideal candidate will have experience in the area of consumer protection regulation requirements and controls, with emphasis placed on International Banking and Lending, product development, Loan and Deposit Production Office, electronic banking and other non-mortgage digital related compliance activities.

Primary Responsibilities:

  • Assist with the development of and revision to Bank Compliance policies, procedures, training and testing content;
  • Provide guidance and support to bank business and affiliated partners with respect to bank regulation requirements;
  • Demonstrate a thorough knowledge of and experience in federal banking laws and regulations including but not limited to ECOA/Regulation B, Fair Housing Act, TILA/Regulation Z, Margin Stock Lending/Regulation U, Fair Credit Reporting Act/Regulation V, FDPA, and UDAAP;
  • Exhibit positive influence and leadership;
  • Offer advice and guidance on consumer protection regulations to Bank and Non-Bank Affiliate Partners in areas such as bank deposits and loans to high-net-worth broker-dealer clients, electronic banking and digital delivery methods, new product approval, collateral expansion, and on all other projects as assigned;
  • Act as a subject matter expert on Bank Compliance consumer protection alphabet regulation policies and procedures, training and testing content, working alongside product compliance advice and guidance peers;
  • Provide advice and guidance to, and work with, bank partners and affiliates to help develop, implement, and maintain sustainable processes designed to mitigate consumer compliance risk
  • Help perform compliance risk assessments and actively participate in Annual Compliance Plan process.

Qualifications Required:

  • Bachelor’s Degree
  • An established leader with 5-7 years in bank-related consumer compliance activities
  • Ability to explain complex topics and deliver prompt, clear sustainable solutions that colleagues and clients can act upon
  • Self-starter and decision maker
  • Extensive knowledge of federal consumer financial laws and regulations and industry standards
  • Excellent written communication skills particularly when drafting policies and/or training materials
  • Excellent oral communication skills, including the ability to present confidently to Senior Managers of the Firm

Skills Desired:

  • CRCM certification, project management capabilities
  • Exceptional reasoning skills
  • Robust negotiating, time and organizational management techniques
  • Ability to effectively present information in one-on-one and group situations
  • Strong work ethic, team work and drive

Please email resumes to: Jack@ComplianceSearch.com

Close