Compliance, Regulatory Practice Group, Regulatory Engagement, Senior Analyst/Analyst

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Goldman Sachs USA
  • 25 Mar 19

Compliance, Regulatory Practice Group, Regulatory Engagement, Senior Analyst/Analyst

MORE ABOUT THIS JOB Overview

Our business principle #2 states: "We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern us. Our continued success depends upon unswerving adherence to this standard."

It is the role of Goldman Sachs' Global Compliance Division to help ensure that every employee and client of the firm upholds this principle. Accordingly, the Division is viewed as an integral part of the firm, enabling it to conduct business confidently in extremely complex global markets.

Part of the Global Compliance Division, the firm's Regulatory Practice Group ("RPG") is a dynamic, global team of more than 60 professionals charged with interfacing with regulators on regulatory examinations and inquiries received in jurisdictions worldwide. The team is also responsible for working with stakeholders throughout the firm to help ensure the efficacy of firm controls, policies and procedures relating to regulatory requirements. Led by a Global Head in New York, the team has members in Bengaluru, Hong Kong, Jersey City, London, New York, Sydney and Tokyo.

The RPG team for the Americas is looking for a talented individual to join its New York team as a Senior Analyst / Analyst.

RESPONSIBILITIES AND QUALIFICATIONS Responsibilities

The RPG team is the liaison between the firm and its U.S. regulators. As such, RPG team members work closely with business, compliance, and legal teams throughout the firm. The new team member will help manage both the firm's docket of regulatory examinations conducted by U.S. banking regulators and the coordination of regulatory meetings and other regulatory engagements. This will involve frequent correspondence and coordination with both the firm's U.S. banking regulators and internal stakeholders outside of the RPG team.

The new team member's principal responsibilities will include:

  • Coordination and scheduling of meetings between U.S. banking regulators and internal senior level stakeholders
  • Coordination of meetings and related materials for a senior-level firm committee
  • Onboarding of the firm's U.S. banking regulators
  • Ensuring that regulatory matters received by the firm are appropriately tracked
  • Providing production support for regulatory examinations
  • Maintenance of the team's document library
  • Actioning requests for internal systems access
  • Maintaining a calendar of meetings and deliverables
The role may also involve work on ad hoc special projects that help support the team's function within the firm.

A Senior Analyst / Analyst in this role must have the ability to:
  • Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm and regulators
  • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
  • Organize and maintain large quantities of data and documentation in a dynamic environment
  • Be unfailingly detail-oriented, so as to consistently produce accurate work product
  • Work independently and exercise strong judgment when executing an assigned task
  • Multi-task and have the ability to manage and advance multiple tasks/matters simultaneously
  • Identify and effectively escalate potential issues to appropriate person(s)
  • Meet tight deadlines and comfortably operate in the face of time constraints
  • Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded
Basic Qualifications

  • Bachelor's degree
  • Expertise with Microsoft Word, Excel, and PowerPoint
  • Business-level fluency in English, both orally and in writing
  • Excellent time management and communication skills
  • Integrity, motivation, intellectual curiosity and enthusiasm


ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

© The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.