For Recruiters

Compliance Officer - Asset Management (NYC, SF or Fully Remote)

New York, United States
Posted 5 days ago Remote Permanent $150k - $220k
Our client, a US based leading Asset Manager, is looking for a compliance professional to join their team.

This role will partner with the Chief Compliance Officer and will be responsible for administering and running the compliance program while providing tailored compliance support to the different product lines. The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment.

They are seeking to hire a high-performance professional interested in developing strong technical compliance and regulatory experience with private fund investment advisers as well as Hedge Funds, Asset Managers, Private Equity, Registered Investment Advisors, etc. The ideal candidate must have compliance experience in the private fund compliance/legal field with willingness to develop experience handling regulatory issues under the Investment Advisers Act of 1940 including experience in the following areas: maintaining, revising, implementing, and enforcing compliance policies and procedures; assisting in regulatory exams/audits/inquiries; updating Form ADV; performing annual compliance reviews; Advisers Act compliant Code of Ethics and monitoring regulatory changes in the investment management industry.

For a more detailed discussion in confidence, please apply with your resume.