Compliance Officer - Alternatives

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • The Goodkind Group
  • 19 Jun 18

A leading Financial Services Firm in NY is seeking to add a Senior Compliance Officer to support the CCO with the development and implementation of the Alternatives compliance program.

The ideal candidate will have over 7 years of relevant compliance experience at an Investment Management firm where they worked with fixed income, derviatives, alternative products, and/or quant strategies. 40 Act knowledge is a must. Testing/Risk Assessment experience is preferred. 

This is an important position to the firm and the compensation will reflect that.