Compliance Officer- Regulatory Shareholding Reporting Compliance Officer- Regulatory Shareholding  …

Credit Suisse
in New York, NY, United States
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
in New York, NY, United States
Permanent, Full time
Be the first to apply
Competitive
Credit Suisse
Compliance Officer- Regulatory Shareholding Reporting
We Offer
  • Leading the Regulatory Shareholding Reporting ("RSR") Americas Region.
  • Responsible for the disclosures of Credit Suisse Group's (CSG) shareholdings in all relevant issuers in fulfillment of Large Shareholder, Short-Selling, Takeover Panel and Disclosure of Interest Reporting requirements.
  • Responsible for the accurate and complete interpretation of all regulatory requirements affecting the area, where required coordination with external counsels.
  • Responsible to plan together with the Business Project Lead the book of work and coordinate/support the IT implementation of system upgrades to meet the introduction of new regulatory reporting requirements and/or to enhance existing reporting functionalities.


Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook.

You Offer
  • Bachelors degree in law, economics, business administration preferred
  • At least 6 years of relevant compliance experience
  • You have leadership experience as well as experience with Regulatory Shareholding Reporting mandates.
  • You have excellent knowledge of securities and securities reference data.
  • Strong in MS Office tools, in particular Excel, PowerPoint.
  • Open mindedness & pro-activeness.
  • You have high level of motivation, high accuracy and a high quality standard.
  • You have excellent communication and social skills.


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