Compliance Consultant Compliance Consultant …

Hamlyn Williams
in New York, NY, United States
Contract, Full time
Last application, 15 Jan 20
$15-20/per hour
Hamlyn Williams
in New York, NY, United States
Contract, Full time
Last application, 15 Jan 20
$15-20/per hour
Hamlyn Williams
The main responsibilities of this position include, but not limited to conducting case reviews on intermediary wire transaction monitoring and assisting the BSA/OFAC Officer and managers in carrying out daily BSA/AML/OFAC tasks assigned to Compliance Department.

RESPONSIBILITIES:

  • Maintain sufficient knowledge of BSA/AML/OFAC regulations;
  • Participate in internal or external BSA/AML/OFAC related training;
  • Conduct case reviews on intermediary wire transaction and maintain proper documentation;
  • Prepare and present investigation cases to SAR Committee;
  • Conducting reviews on other activity reviews assigned by BSA/OFAC Officer or managers;
  • Participate in Compliance and SAR committee meetings;
  • Assist the BSA/OFAC Officer and managers in other compliance related tasks.
  • Perform additional tasks during the absence of other compliance staff.

JOB REQUIREMENTS:

EDUCATION:  

  • College graduate or equivalent experience or equivalent combination of education and experience.

EXPERIENCE:

  • A minimum of  3~5  years working experience in Compliance areas or 3 years banking experience;
  • Certified Anti-Money Laundering Specialist is a plus;
  • Knowledge in all the banking related rules and regulations;
  • Fluent in English and Chinese.

SPECIFICATIONS:       

  • Excellent interpersonal skills;
  • Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents;
  • Ability to calculate figures and amounts such as discount, interest, proportions, percentages, and volume;
  • Ability to define problems, collect data, and provide valid conclusions;
  • Ability to effectively present information to Senior Management, public groups and regulators;
  • Ability to sense the importance of the compliance issues;
  • Ability to perform each essential duty satisfactorily;
  • Ability to comply with all the related rules and regulations;

Ability to work in a team environment with strong analytical, research, and organizational skills.

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