Compliance Advisory Associate (Financial Services) - New York Compliance Advisory Associate (Financial Services)  …

Non-disclosed
in New York, NY
Permanent, Full time
Last application, 10 May 21
competitive
Non-disclosed
in New York, NY
Permanent, Full time
Last application, 10 May 21
competitive
Specialist US financial institution, is looking for an Associate level Regulatory / Advisory Compliance professional in New York. The advisory team will essentially make sure the firm is conducting business in accordance with federal & state rules and regulations as well as internal policies and industry best practices. You will serve as subject matter expert and primary point of contact for all advisory compliance program matters. This is a newly created role which will play a key role in the team build out.

The ideal candidate will ideally have:

  • Bachelor’s degree required, J.D. preferred;
  • Proven regulatory advisory compliance experience in financial services;
  • Experience with regulatory change management;
  • Experience analyzing, revising, implementing and enforcing compliance risk frameworks and policies & procedures with the business;
  • Support the development, rollout, and maintenance of selected training courses about firm-wide policies;
  • Ability to work independently while understanding when to involve other groups or team members.

The position will suit a highly motivated, entrepreneurial professional with an appetite to learn. You will need to possess a strong academic profile, excellent organizational & communication skills and the ability to work with moderate supervision.

Compensation is competitive and commensurate with industry experience.

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