BSA/AML Program Quality Assurance

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • UBS
  • 15 Jan 19

BSA/AML Program Quality Assurance

Your role
Are you considered a subject matter expert in key topics within the client lifecycle management process? Do you know how to share your knowledge and expertise with others?

- Perform quality assurance reviews on a sample and targeted basis across various business-as-usual processes and special projects working closely with 1LOD personnel
- Report findings and observations based on QC standards and processes established by BSA/AML Program Lead and other Internal Audit program reviews/assessments
- Provide recommendations and corrective actions in response to findings observed during QC review process
- Reviews and assessments may include but are not limited to: 1) EDD new customer onboarding 2) CDD new customer onboarding 3) Periodic KYC Review (existing customers) 4) New account opening for existing customers 5) Special assessment/review/project

Your team
You'll be working in the Chief Administrative Officer (CAO) team. You will be a member of the UBS AG Private Bank . The bank primarily provides lending and investment management solutions for Client Advisors and Financial Advisors with clients who want to book in the United States.

What we offer
Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?