Associate, Internal Audit
- New York, NY, USA
- Permanent, Full time
- Morgan Stanley USA
- 19 Feb 18 2018-02-19
Associate, Internal Audit
Morgan Stanley Services Group Inc. seeks an Associate, Internal Audit in New York, New York
Audit execution within the firm's Finance organization including Financial and Regulatory Controllers. Assist the Finance audit team in completing its annual audit plan, audit test design and execution, identifying areas requiring control enhancements, and providing recommendations for control improvements. Audited functions include financial accounting/records, corporate and regulatory reporting, and SOX/CFO Attestation processes. Contribute to risk assessments on audits and work within a team to plan, execute audit tests/tasks assigned and report findings during integrated financial and technology audits. Contribute to audit planning memoranda. Identify and evaluate key risks and contribute to establishing an audit scope. Facilitate walkthrough meetings and discussions with the purpose of developing audit test programs and identification of control issues. Execute audits in line with audit test programs and within time budgets and coordinate certain aspects of audits/reviews. Appropriately identify and assess potential findings for significance. Contribute to audit reports and the quarterly reporting packs and write clear and concise draft findings. Communicate audit findings to the Internal Audit lead auditor manager and client management. Assist with internal negotiating of draft issues with client management. Track implementation of recommended processes designed to strengthen internal controls.
Requires a Bachelor's degree in Accounting, Finance, Economics, or related field of study and three (3) years of experience in the position offered or three (3) years of experience as Assurance Staff or related internal audit function. Requires three (3) years of experience with: Big Four assurance; auditing financial statement lines items substantively; auditing regulatory reporting policies; performing walkthroughs; and performing controls and substantive testing. Requires one (1) year of experience with: regulations including auditing regulatory reporting forms and instructions; performing risk assessments of the internal control environment; determining audit scope; coordinating integrated global tech and tax audits; and drafting and communicating audit findings including financial misstatements and control deficiencies. Will accept any amount of experience with: financial services industry including auditing a Financial Services client, banking and Capital Markets, Broker Dealer, and Investment Management; audit internal controls over financial statement processes and accounting requirements of SEC registrants; COSO framework; Sarbanes-Oxley 404; and executing data analytics.
Qualified Applicants :
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