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Momenta Group

Associate - Operation Control, Regulatory Oversight

Momenta Group
New York, United States
Posted about 1 month ago In-Office Contract $50 - $70
Posted by
Sherelle Tomlinson
Marketing Manager
Our client, a global financial services group spanning 30 countries and regions, servicing the needs of individuals, institutions, corporates, and governments through business divisions including Retail, Wholesale (Global Markets and Investment Banking), and Investment Management, are looking for an Operations Regulatory Reporting Associate. This individual would acquire experience with global markets products and business activity in the expanding regulatory reporting space.

Tell Me More:

Location - New York, NY

Rate - $50-$70 p/h DOE

Work Pattern: 9-5pm EST

Start Date: September 2022

Duration: April 2023 (possibility of extension/full-time role)


Your day-to-day activities will include:

  • Solid analytical thinking and root-cause analysis for exception management of swaps reporting under CFTC, CSA, and SEC Securities-based Swaps
  • The ability to perform a business analysis role for regulatory reporting initiatives; understanding regulatory rule interpretation, writing business requirement documentation, and performing UAT for remediation and change management
  • Working to ensure the accuracy and completeness of our swaps data reporting
  • Preparation and maintenance of MIS reporting to senior management


What knowledge, skills & experience we need:

  • 3-6 years of Financial Securities Industry Operations with strong risk-managements skills
  • Experience reporting in CFTC, CSA, SEC rules and regulations and industry best-practices
  • Experience in Rates, FX, Credit and Equity asset classes
  • Working understanding of Middle Office and trade life cycle processes and reporting
  • Proficient in Microsoft Office including MS Word, Excel, and PowerPoint
  • Strong stakeholder management skills - team player with good communication skills, able to work effectively within a team


Next Steps

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