Anti-Bribery & Corruption Compliance Officer Anti-Bribery & Corruption Compliance Officer …

SOCIETE GENERALE
in New York, NY, United States
Permanent, Full time
Last application, 10 Jun 19
Competitive
SOCIETE GENERALE
in New York, NY, United States
Permanent, Full time
Last application, 10 Jun 19
Competitive
Anti-Bribery & Corruption Compliance Officer
Environment

Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform "The Future is You" which not only demonstrates its commitment and responsibility to its clients, but also to its employees as their ideas and actions can make an impact on the direction of the organization. The Societe Generale U.S. Compliance Department is looking to hire individuals in Montreal as an extension of its U.S. team in the following divisions: Financial Crime Compliance, Digital Transformation Office, Testing, Monitoring & Risk Assessment and Capital Markets Surveillance. These individuals will be provided training by U.S. staff and will assist the team with day-to-day responsibilities on projects and deliverables for the Americas (U.S., Canada and Brazil) region.

Mission

Société Generale Corporate & Investment Banking is looking to hire a Vice President within our Regulatory Change Management team who will be responsible for supporting the Anti-Bribery & Corruption (ABC) Compliance Program in the Americas. The hired candidate will be located in our New York City Office at 245 Park Avenue. Responsibilities will include assisting with the following:

MAIN ACCOUNTABILITIES
Day to day responsibilities include, but are not limited to:
  • Support the continued development and implementation of ABC processes throughout the Americas.
  • Assist with the provision of and the oversight of the provision of day-to-day ABC advice to Business and Support Unit constituents relating to the provision of high risk gifts and entertainment, employment opportunities, donations and other things of value; third party risk management; and the Firm's strategic investments. Perform related reviews. This will involve regular interactions with members of the Business, Sourcing, Third Party Risk Management, and Human Resources, among other teams.
  • Contribute to the development of ABC-related policies, procedures, and an ABC control plan
  • Identify opportunities for process and controls enhancements and contribute to driving progress
  • Support governance of Third Party Intermediary requirements
  • Disseminate best practices across business lines and jurisdictions
  • Assist with training and communications initiatives
  • Support and/or execute monitoring activities
  • Support audit and testing activities and ensure such activities and the ABC Risk Assessment are timely completed and remediation activities meet with requirements
  • Escalate issues, including policy deviations, to ABC Head
  • Support or lead ABC Compliance Program projects
  • Maintain a current awareness of regulatory developments


  • Profile
    Competencies, Skills and Qualifications :

    COMPETENCIES
  • ABC experience
  • Financial services experience
  • Stakeholder management skills
  • Sound judgment
  • Process improvement, as well as project and change management skills
  • Strong written and verbal communication skills
  • Ability to identify issues and risk, anticipate consequences and action or incorporate appropriately into plan
  • Highly developed analytical capabilities
  • Ability to solve problems independently
  • Close attention to detail
  • Exceptional organizational skills
  • Team-focused, with an ability to work collaboratively within a complex organization, across multiple cultures, geographies and disciplines, while persuading action.
  • Flexible and resourceful
  • QUALIFICATIONS
    Required:
  • JD preferred
  • Bachelor's Degree required
  • At least 5 years of Compliance experience, preferably in ABC or Gifts & Entertainment
  • At least 5 years of financial services experience
  • TECHNICAL SKILLS
    Required:
  • MS Office Outlook, Word, Excel and strong PowerPoint proficiency
  • Ability to quickly learn new applications
  • LANGUAGE
    Required:
  • English
  • French desired


  • Evolution

    Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform "The Future is You" which not only demonstrates its commitment and responsibility to its clients, but also to its employees as their ideas and actions can make an impact on the direction of the organization. The Societe Generale U.S. Compliance Department is looking to hire individuals in Montreal as an extension of its U.S. team in the following divisions: Financial Crime Compliance, Digital Transformation Office, Testing, Monitoring & Risk Assessment and Capital Markets Surveillance. These individuals will be provided training by U.S. staff and will assist the team with day-to-day responsibilities on projects and deliverables for the Americas (U.S., Canada and Brazil) region.
    Close