AVP Operational Risk AVP Operational Risk …

Phyton Talent Advisors
in New York, NY, United States
Permanent, Full time
Last application, 17 Jan 20
Phyton Talent Advisors
in New York, NY, United States
Permanent, Full time
Last application, 17 Jan 20
AVP Operational Risk
International investment bank and securities firm is seeking an Operational risk Manager.

  • Partner with Key Risk Officers monitoring the various operational risk stripes to provide oversight and credible challenge of the 1 st line control environment
  • Assist with implementation of Risk Control Self-Assessment program and review results conducted by the 1 st line to assess whether the proper risks are identified and to verify the effectiveness of the control environment
  • Assist in the deployment of Archer as the enterprise Governance Risk & Compliance (GRC) ORM solution
  • Drive a consistent approach to identify, assess, manage and report operational risk events, assessment issues and key risk indicators moving from a qualitative to a quantitative risk management model
  • Implement operational risk reporting solutions that are relevant, impactful, timely and user friendly; automated where possible
  • Develop risk analytic capabilities to track risk trends and identify emerging risks in the environment
  • Aggregate Non-Financial Risk Committee (NFRC) materials and take minutes
  • Conduct deep dives/risk assessments/gap analyses and document findings
  • Balance operational risk requirements with the need for efficient business operations
  • Remain current with industry operational risk trends and regulatory areas of focus
  • Raise awareness in the business lines of the importance of strong risk management practices and the need for effective controls
  • Prepare presentation materials for leadership, business partners and regulators
  • Collaborate with the business to develop Key Risk and Key Performance Indicators covering the non-financial key risk domains defined in the ORM framework
  • Track remediation plans on material risk events and issues to ensure control gaps are closed
  • Maintain non-financial key risk management policies and standards
  • Gain a deep understanding of the business' needs and identify opportunities to strengthen the control environment
  • Contribute to and participate on various operational risk governance forums

  • 2+ years of risk management, compliance, or audit experience, as well as financial services experience is a MUST
  • Bachelor's degree or higher
  • High motivated, self-directed individual with the ability to work independently
  • Strong project management capabilities with ability to multi-task
  • Practical knowledge of risk reporting and development of key risk indicators
  • Strong analytical, problem solving, and decision-making skills
  • Excellent interpersonal and communication skills
  • Knowledge of regulatory requirements for the financial services industry
  • Collaborative team player and relationship builder
  • Exemplary business ethics
  • Working knowledge of Archer is a plus