AML Funds Manager AML Funds Manager …

The Forum Group
in New York, NY, United States
Permanent, Full time
Be the first to apply
Base salary, bonus and excellent benefits.
The Forum Group
in New York, NY, United States
Permanent, Full time
Be the first to apply
Base salary, bonus and excellent benefits.
Our client, a premiere privately held firm seeks to add a talented AML Manager in a newly created role to run the program for their Funds and Investments businesses.

Responsiblities:

AML and Sanctions advisory 

Policies and Procedures 

AML/Sanctions Risk Assessements

AML/Compliance Training

Providing reporting to board of directors and overisght committees

Required:

7+ years of AML experience specific to investment advisory compliance, a strong preference for prior 40's Act experience

Ideally have experience with both private and public funds

Experience with BSA/Patriot Act, OFAC, Sanctions, Investment Company Act & Investment Advisers Act of 1940

Prior knowledge of portfolio management systems 

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