AML Compliance (VP level)

  • $120-$140k
  • New York, NY, USA
  • Permanent, Full time
  • Robert Half - US
  • 17 Jan 19

Robert Half Financial Services are currently recruiting for AML Compliance (VP level) role within a globally exposed financial institution, based in Manhattan, New York. Our client requires at least 8+ years AML experience with a solid understanding of Prime Brokerage.

Responsibilities:

• Provide guidance to operations and other business lines relating to on-boarding cllient issues;

• Review customers' due diligence reports and escalate issues;

• Conduct consistent due diligence reviews within allocated timeframes;

• Review stocks requested for deposits and present recommendations to other business lines and colleagues;

• Monitor customer transactions for unusual activity and record findings;

• Participate in projects, including assisting with company adherence to enterprise-wide global initiatives including global policies and governance; and

• Assist with regulatory and audit requests.

Requirements

• College/ University Degree;

• 8+ years BSA/AML experience in the Prime Brokerage space;

• Strong working knowledge of Bank Secrecy, Anti-money Laundering, USA Patriot Act and OFAC regulations;

• Strong regulatory research background and verbal and writing skills; and

• Experience with automated surveillance system Actimize a plus.