VP - Regulatory Compliance Audit

  • Negotiable
  • Manhattan, NY, USA Manhattan NY US
  • Permanent, Full time
  • Michael Page International - US
  • 13 Mar 18 2018-03-13

* Audit manager within the regulatory compliance audit space * Acting as a subject matter expert within compliance and adding value to the audit department while conducting hands on work and overseeing engagements and staff

  • Leading Global Financial Services Firm
  • Growing department due to increased regulatory pressures


  • Conducting audits within the compliance, regulatory and financial crimes space
  • Heavy interaction with the individuals in the compliance team
  • Ability to communicate with senior level management and speak to the compliance space
  • Ability to stay abreast of trends and developments within the industry
  • Identify improvements for the controls or audit processes
  • Conducting operational, risk and compliance based audits in a team environment
  • Ability to lead and execute assurance projects in accordance with professional standards
  • Using collection skills to acquire an understanding of the risks and controls
  • Drafting high quality audit reports and audit documents for the review of senior management
  • Communicate with business areas and other risk assurance providers aimed to continually improve relationships and enable management to proactively manage risk
  • Collaborative work environment leveraging the skill sets of other members of the audit department
  • Completing projects on time and efficiently


  • Bachelors or Master's Degree in Accounting, Finance, Economics, Information Systems or Business Administration
  • 5+ years of internal audit or public accounting assurance experience within the financial services industry focused within compliance
  • Compliance, financial crimes, and AML exposure is a must
  • Exposure to regulations from an audit perspective is a plus
  • Ability to lead engagements and partake in the hands on testing work
  • Skills to mentor and oversee junior level staff on engagements
  • Ability to work in a collaborative, team environment
  • Up to date with new and emerging financial products
  • Strong written and communication skills
  • Certifications preferred (CIA), (CPA), (CAMS)
  • Ability to succeed in a fast paced and changing environment
  • Keeping abreast with regulatory demands and changes in the market

Job Offer

  • Competitive base
  • Discretionary bonus
  • Competitive benefits including 401k, paid off vacation time
  • Flexible work schedule based on performance