Internal Controls Senior

  • Negotiable
  • Manhattan, NY, USA
  • Permanent, Full time
  • Michael Page International - US
  • 07 Dec 17 2017-12-07

* Senior Internal Controls role aiding in the future development of the department * Heavy interaction with senior management and stakeholders within the firm

  • Global Financial services firm growing due to increased regulatory demands
  • Specialization in institutional equity, fixed income sales and trading and serving the middle market with investment banking services


  • Contribute to stages of assigned internal controls assignments
  • Interact with senior level management across various business units and stakeholders
  • Assist in the audit department's continuous monitoring program
  • Ability to stay abreast of trends and developments within the industry
  • Identify improvements for the controls or audit processes
  • Conducting operational based audits and SOX testing controls work
  • Ability to lead and execute assurance projects in accordance with professional standards
  • Using collection skills to acquire an understanding of the risks and controls
  • Drafting high quality audit reports and audit documents for the review of senior management
  • Communicate with business areas and other risk assurance providers aimed to continually improve relationships and enable management to proactively manage risk
  • Collaborative work environment leveraging the skill sets of other members of the audit department
  • Completing projects on time and efficiently


  • Bachelors or Master's Degree in Accounting, Finance, Economics, Information Systems or Business Administration
  • Ability to lead engagements and partake in the hands on testing
  • Skills to mentor and oversee junior level staff once qualified
  • Ability to work in a collaborative, team environment
  • Up to date with new and emerging financial products
  • Strong written and communication skills
  • Certifications preferred (CIA), (CPA)
  • 2 + years of experience within the internal audit space or public accounting within the financial services industry
  • SOX experience is a must
  • Ability to succeed in a fast paced and changing environment.
  • Up to date with regulatory demands and changes in the market

Job Offer

  • Competitive base salary
  • Performance based bonus
  • Performance based flexibility and work life balance
  • Competitive benefits including life, health, dental, 401k and PTO