For Recruiters

Director of Compliance Audit

Selby Jennings QRF
Manhattan, United States
Posted 6 days ago Hybrid Permanent Negotiable
A tier 1 American Investment Bank is looking to add a Director of Compliance Audit to manage a portfolio of Audits. This role will offer broad exposure across a breadth of business functions, legal entities, and product lines. This individual will operate as the Auditor in Charge and main point of contact and will report to the Chief Auditor of Compliance.

A tier 1 American Investment Bank is looking to add a Director of Compliance Audit to manage a portfolio of Audits. This role will offer broad exposure across a breadth of business functions, legal entities, and product lines. This individual will operate as the Auditor in Charge and main point of contact and will report to the Chief Auditor of Compliance.

The ideal candidate will have 15+ years of experience in Internal Audit, strong leadership skills as you will manage a team of Audit Managers through the Audit lifecycle, and strong Internal Audit background are preferred.


Responsibilities:

  • Act as Auditor in charge and main point of contact, managing a portfolio of Audits across a breadth of legal entities, product lines and business functions
  • Support a team of Audit Managers through the Audit lifecycle
  • Provide independent Assurance of Audit design/operating effectiveness across a regional or global area
  • Contribute to the improvement, management, reporting, measurement and identification of the Internal Controls environment
  • Support and endorse other business functions to improve Audit processes/coverage

Qualifications:

  • 15+ years experience in Internal Audit
  • Certifications are preferred (CIA, CFA, CPA, CISA, etc.)
  • Demonstrated experience leading others
  • Extensive Knowledge of U.S. rules and regulations
  • Strong communication skills

job_description_image
Job ID  PR/385203
More jobs From Selby Jennings QRF
Selby Jennings QRF
IT Audit Manager
Selby Jennings QRF
Manhattan, USA
1 day ago Full time Negotiable
Selby Jennings QRF
Credit Risk Audit Manager
Selby Jennings QRF
Manhattan, USA
4 days ago Full time Negotiable
Selby Jennings QRF
22513963 - VP Emerging Risk
Selby Jennings QRF
Manhattan, USA
3 days ago Full time Negotiable
Selby Jennings QRF
IT Audit Lead/Supervisor
Selby Jennings QRF
Lexington, USA
about 17 hours ago Full time Negotiable
Selby Jennings QRF
AVP - Enterprise Risk Management
Selby Jennings QRF
Hartford, USA
3 days ago Full time Negotiable
Selby Jennings QRF
Operational Risk Officer - Risk and Control VP
Selby Jennings QRF
Dallas, USA
2 days ago Full time Negotiable
Selby Jennings QRF
Director - Senior Market Risk Manager
Selby Jennings QRF
Manhattan, USA
2 days ago Full time Negotiable
Selby Jennings QRF
Credit Quant Researcher - $40BN AUM Hedge Fund
Selby Jennings QRF
Manhattan, USA
about 18 hours ago Full time USD300000 - USD600000 per year
Selby Jennings QRF
Counterparty Credit Risk Analytics Manager
Selby Jennings QRF
Manhattan, USA
about 18 hours ago Full time Negotiable
Selby Jennings QRF
VP- Model Strategy & Oversight
Selby Jennings QRF
Manhattan, USA
about 20 hours ago Full time Negotiable
Recommended Jobs
Investigo Compliance
Executive Director – Operations Compliance
Investigo Compliance
London, United Kingdom
NatWest Group
Retail Banking Conduct & Controls Lead (12 Months)
NatWest Group
London, United Kingdom
Financial Services
Internal Controls GBM Senior Manager
Financial Services
London, United Kingdom