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Chief Compliance Officer - Mortgage

Larson Maddox Manhattan, United States
Posted 24 days ago In-Office Job Permanent USD200000 - USD250000 per annum
Our client, a global FinTech who specialize in Mortgage Securitization and Servicing is seeking to hire a Chief Compliance Officer to provide Compliance leadership and direction to firm.

Chief Compliance Officer - Mortgages

Our client, a global Fin-Tech who specialize in Mortgage Securitization and Servicing is seeking to hire a Chief Compliance Officer to provide Compliance leadership and direction to firm. Reporting into the Board, the Chief Compliance Officer will be responsible for building out and standing up a best-in-class Compliance function, working closely with senior business leaders to implement and drive a good Compliance culture. The firm, among others, Securitizes loans and also manage the full Loan Bidding process.

This will be a stand-alone role with a mandate to build a team as the firm grows.

The Chief Compliance Officer will be responsible for…

  • Providing specialist product and business Compliance Advice to key stakeholders and senior leaders in the business focusing among others, Controls as well as Policy & Procedures.
  • Managing licensing requirements
  • Provide specialist Compliance advice and guidance for loan acquisitions and securitization transactions
  • Engagement with external regulators for regulatory approvals and requests for information
  • Working closely with business leaders to implement regulatory initiatives.
  • Running targeted risk assessments and developing Controls

The Chief Compliance Officer should have the following qualifications…

  • 10 years of relevant Compliance experience in Mortgages, either Consumer or Wholesale
  • Excellent working knowledge of the regulations governing the Mortgage space.
  • Experience of developing and implementing Policies and Procedures in the Mortgage space
  • Exceptional communication skills
job_description_image
Job ID  PR/501707
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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